星期日 2026年 5月 10日
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一周内收到两张罚单 瑞银在狮城被罚款3414万

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12399456https://www.upal.com.my/zh/feeds/jobFeedKwongwahArray ( [0] => HTTP/1.1 200 OK [1] => Date: Sat, 09 May 2026 16:46:02 GMT [2] => Content-Type: text/xml; charset=utf-8 [3] => Connection: close [4] => Cache-Control: no-cache, private [5] => Cache-Control: no-cache, no-store, must-revalidate [6] => Set-Cookie: UpalLiveSession=eyJpdiI6IndYK3NpVUc3a3hmQnNoNVFWUzNNYWc9PSIsInZhbHVlIjoiaVJTd3l4MXJGVTNIaTY1eitSNmhjdnNGQ1o4V09RYTI5aXpWUWVaQm8zVHRlUktkaUl6MmlBVGVYYVF2WEtJTUJybDVGZHllbm9pM1BSXC9vaFpDSE5nPT0iLCJtYWMiOiIwZTlkNTdlNmIzMjMzN2QxNTVjMWIyODQ5YmNjMzZkMzc2MWQxNDE0MGYwZmY0NTJlMjIzNDg4MTQ0NDY0ZmUwIn0%3D; expires=Tue, 08-May-2029 16:46:02 GMT; Max-Age=94608000; path=/; HttpOnly [7] => x-frame-options: SAMEORIGIN [8] => x-content-type-options: nosniff [9] => x-xss-protection: 1; mode=block [10] => referrer-policy: strict-origin-when-cross-origin [11] => permissions-policy: geolocation=(), microphone=(), camera=() [12] => content-security-policy: default-src * 'unsafe-inline' 'unsafe-eval' data: blob:; script-src * 'unsafe-inline' 'unsafe-eval' data: blob:; style-src * 'unsafe-inline' data:; img-src * data: blob:; font-src * data:; connect-src *; frame-src *; object-src *; media-src *; child-src *; [13] => Server: cloudflare [14] => x-robots-tag: noindex, nofollow, nosnippet, noarchive [15] => strict-transport-security: max-age=31536000; includeSubDomains; preload [16] => expires: Sun, 10 May 2026 16:46:02 GMT [17] => vary: Accept-Encoding [18] => Report-To: {"group":"cf-nel","max_age":604800,"endpoints":[{"url":"https://a.nel.cloudflare.com/report/v4?s=v2RYXvfGQkxOFaa6oZnM7s3oYxsjI3MH8UlCaNjgUWbOu605%2BbQ3%2BR5PAb%2F00vruoqk1omJQYzFLWCI5VVNLcBb8vtE08tOiTcL6sIBUUVNV%2F4orGEt5iQF0lyeN%2FbX76eE%3D"}]} [19] => cf-cache-status: DYNAMIC [20] => Nel: {"report_to":"cf-nel","success_fraction":0.0,"max_age":604800} [21] => Speculation-Rules: "/cdn-cgi/speculation" [22] => Server-Timing: cfCacheStatus;desc="DYNAMIC" [23] => Server-Timing: cfEdge;dur=11,cfOrigin;dur=722 [24] => CF-RAY: 9f922d8c59ce19db-LAX [25] => alt-svc: h3=":443"; ma=86400 ) 789

新加坡金融管理局宣布,对瑞银集团(UBS)处以1120万新元(约马币3414万令吉)民事罚款,因该行的客户顾问未如实向客户披露场外交易的价差和银行同业价格,触犯了新加坡的证券与期货法。

这是瑞银一周内收到的第二张罚单。本周较早时,香港证监会宣布对瑞银作出谴责并罚款4亿港元,称该行在长达10年时间里向客户多收款项及犯有严重的相关系统性内部监控缺失。

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